BSA/AML Regulatory Issue Verification - Internal Audit (5 roles) Job at Diverse Lynx, New York, NY

am5jOTRvNVgwbENkTmhMVlNnWDVuVEdr
  • Diverse Lynx
  • New York, NY

Job Description

BSA/AML Regulatory Issue Verification - Internal Audit (5 roles)
Location: NYC (Preferred) | Baltimore or Remote (Secondary)
Experience (in years) : 10+ years in Regulatory audit for large U.S. banks (JPM, Brokerage, Client, etc.) or International Financial Institutions (HClient, Brokerage Firm, Banking, DB, etc.)
Duration: November 2025 to June 2026
Summary:
Seeking a team of regulatory auditor with experience performing audit closure verification testing and BSA/AML subject matter expertise. The roles require knowledge of BSA/AML controls including suspicious activity monitoring and reporting, and customer due diligence (onboarding, customer risk ranking, enhanced due diligence (EDD)).
Scope and Deliverables:
  • Oversee completion of closure verification testing of junior auditors performing design and operational effectiveness testing of Fed/OCC issue remediation actions
  • Perform design and operational effectiveness testing of Fed/OCC issue remediation actions
  • Interact with management action owners
  • Assess documentation of action plan completion
  • Select and test operational instances of new and enhanced controls supporting action plan completion
Skillsets Required:
  • Advanced understanding of audit issue verification techniques
  • Experience with US regulatory expectations
  • Advanced understanding of suspicious activity monitoring controls (i.e. automated monitoring and case management systems; AML risk typologies; transaction alert creation and disposition; financial crimes investigations; SAR reporting; policies and procedures; program governance)
  • Advanced understanding of customer due diligence (i.e. customer onboarding workflows; customer risk assessments; CIP/CDD/EDD regulatory and industry expectations; periodic reviews; ongoing customer activity reviews; policies and procedures; program governance)

Thanks & Regards,
Shashi Bhushan
Sr. Client Relationship Manager
Diverse Lynx LLC |300 Alexander Park|Suite #200|Princeton , NJ 08540
Office: +732-452-1006 ext:344
Email: shashi.bhushan@diverselynx.com | URL:

Diverse Lynx LLC is an Equal Employment Opportunity employer. All qualified applicants will receive due consideration for employment without any discrimination. All applicants will be evaluated solely on the basis of their ability, competence and their proven capability to perform the functions outlined in the corresponding role. We promote and support a diverse workforce across all levels in the company.

Job Tags

Work at office, Remote work,

Similar Jobs

VITRA Health

Nurse Practitioner Job at VITRA Health

 ...success. That is why we are looking for a Nurse Practitioner to join our team.If you're a...  ...individuals and families in community & home settings. The NP role emphasizes outreach...  ...culturally competent care. Ability to work independently and collaboratively in a variety... 

  • Braintree, MA
  • Full Time
  • 1 days ago

Miter Brands - MI Windows and Doors, LLC

Warehouse Receiver Job at Miter Brands - MI Windows and Doors, LLC

?? Load, unload, and organize inventory with speed and accuracy- ?? Keep the warehouse flowing from receiving to shipping- ??? Operate forklifts and warehouse equipment - ?? Maintain a clean, safe, and efficient work area- ?? Be part of a team that Warehouse, Manufacturing... 

  • Tualatin, OR
  • Full Time
  • 30+ days ago

Scope Services

*Immediate Need* Forklift Operator/Shipping and Receiving Job at Scope Services

 ...General Warehouse and Shipping and Receiving duties. Will require attention to detail. Must be a Certified Forklift operator and able to prove it. Forklift Certified and general warehouse (shipping & receiving) and baling up printed bags. Must have a High School... 

  • Sodus, MI
  • Full Time
  • $16 per hour
  • 30+ days ago

Prime Staffing

Locum Tenens Certified Registered Nurse Anesthetist Job at Prime Staffing

 ...Description Prime Staffing is seeking a CRNA Anesthesia for a locum tenens job in Greensboro, North Carolina. Job Description &...  ...procedures. Works closely with surgeons, anesthesiologists, and medical teams to evaluate patients before administering anesthesia, manage... 

  • Greensboro, NC
  • Full Time
  • 25 days ago

AIT Worldwide Home Delivery

Delivery & Assembly Pro for Fitness & Furniture (2-Person Teams) Job at AIT Worldwide Home Delivery

 ...A national delivery service is seeking contractors for the delivery and assembly of indoor products. Successful candidates must provide exceptional customer service and have the capability to transport large items. Previous experience in assembly is required, along with... 

  • Detroit, MI
  • Full Time
  • $40k - $100k
  • 17 days ago
Apply Now
Job Summary
  • Location
    New York, NY
  • Job Type
    Full Time
  • Date Posted
    2026-02-11
  • Expiration date
    2026-03-13